Regulatory information.
ALG Financial is an investment adviser registered with the Guam Department of Revenue and Taxation, Insurance, Securities, Banking and Real Estate Branch, and with the Texas State Securities Board. Registration does not imply a certain level of skill or training, and does not constitute an endorsement by any regulatory authority. Our Form ADV Part 2A brochure provides information about the firm, its advisory services, fees, conflicts, and standards of conduct.
Form ADV on IAPD
Our filings are published on the Investment Adviser Public Disclosure (IAPD) database, which always reflects the most recent version on file — use it to review our Form ADV and to independently verify the firm and its representatives. Guam registrations are filed directly with the Guam Department of Revenue and Taxation and are not reflected in IAPD; ALG Financial's Guam registration can be confirmed with that office.
View ALG Financial on IAPDRequest additional information
Additional information about ALG Financial, our advisory services, and our disclosure documents is available at any time upon request — including printed copies mailed or delivered to you.
info@algfinancial.co
